When Business Supersedes Compliance – A Recipe for Disaster

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4 Responses

  1. John Huntley says:

    Great website and stories!!

  2. “I can easily imagine what senior executives would have said…” In the case of Wells Fargo they wouldn’t hear that suggestion and two days later it would be discovered that you had violated some rule and were no longer with the bank.

    Compliance has to come from the top down. If as the employee responsible for compliance, you get no support, have no authority and are undermined, there will be no, or only spotty, compliance.

  1. October 24, 2016

    […] Read Full Article: When Business Supersedes Compliance – A Recipe for Disaster – Corruption, Crime & Compli… […]

  2. October 24, 2016

    […] Read Full Article: When Business Supersedes Compliance – A Recipe for Disaster – Corruption, Crime & Co… […]