Category: Events

Webinar: The New Era of AML Compliance — The Need to Refresh Your AML Compliance Program

The New Era of AML Compliance: The Need to Refresh Your AML Compliance Program May 15, 2018, 12 Noon EST SIGN UP HERE Anti-Money Laundering compliance programs are evolving to take into account new government expectations and regulations, including FinCEN’s new beneficial ownership regulations and recent enforcement actions. Recent AML enforcement have raised important issues for financial institutions as well. Join Michael Volkov, CEO of...

Webinar: Healthcare Providers — The Need to Enhance Your Ethics and Compliance Program

Webinar: Healthcare Providers — The Need to Enhance Your Ethics and Compliance Program Tuesday, April 10, 2018, 12 Noon EST Sign Up Here Healthcare providers continue to face significant enforcement risks. Federal and state regulation of healthcare providers creates numerous risks, including the possibility of criminal fraud prosecutions. False Claims Act prosecutions continue to threaten healthcare providers with potential parallel criminal and civil proceedings. In...

Webinar: A Review of FinCEN’s New Beneficial Ownership Regulations

Webinar: A Review of FinCEN’s New Beneficial Ownership Regulations Wednesday, March 28, 2018, 12 Noon EST Sign Up Here After a lengthy implementation period, FinCEN’s new beneficial ownership regulations are about to become effective. Financial institutions are scrambling to meet a May 11, 2018 deadline. FinCEN’s new regulations require financial institutions to implement important new beneficial ownership requirements as part of their customer due diligence...

Advanced Strategies for Mitigating Bribery and Corruption Risks: Updating and Automating GMETH Management

Join me for a webinar sponsored by MyComplianceOffice on Wednesday, March 21 12 – 1pm ET. Advanced Strategies for Mitigating Bribery and Corruption Risks Updating and Automating GMETH Management REGISTER HERE Government anti-corruption prosecutors continue to focus on companies with weak and ineffectual anti-bribery compliance controls. A large number of foreign bribery schemes involve circumvention of gifts, meals, entertainment, travel, and hospitality procedures to carry...

Webinar: Making Your Board of Directors a Partner in Compliance

Webinar:  Making Your Board of Directors a Partner in Compliance Tuesday, February 20, 2018, 12 Noon EST Sign Up HERE Corporate boards set the tone for a company’s compliance program. Directors are responsible for overseeing and monitoring the company’s compliance program. Yet, corporate boards are not actively fulfilling their responsibilities. Chief compliance officers have to engage the company’s board, educate the board and secure a...

Webinar: How to Implement an Effective Internal Investigation Program

Webinar: How to Implement an Effective Internal Investigation Program Tuesday, February 6, 2018, 12 noon EST SIGN UP HERE An effective ethics and compliance program depends on an efficient internal investigation function. Corporations have to design and implement an internal investigation system that is fair, timely and reliable. To do so, companies need to identify risks, assign resources, monitor investigations and mete out disciplinary actions....

Webinar: 2018 Ethics and Compliance Program Trends and Expectations

Webinar: 2018 Ethics and Compliance Trends and Expectations Tuesday, January 16, 2018, 12 noon EST SIGN UP HERE The compliance profession continues to increase its influence in the corporate governance landscape.  The Justice Department’s aggressive prosecution of global companies for anti-corruption violations, as well as international enforcement and compliance developments, has created a comprehensive set of compliance trends and government expectations as to compliance functions....

Webinar — 2017 FCPA Year in Review

Webinar: 2017 FCPA Year in Review Tuesday, January 9, 2018, 11 am EST SIGN UP HERE FCPA enforcement continued in 2017 with an increased emphasis on individual enforcement. Despite early questions as to the new administration’s commitment to FCPA enforcement, the Justice Department and the SEC continued to push aggressive enforcement cases, building on well-established relationships with global law enforcement partners. In a significant development,...

Webinar: How to Implement An Effective Sanctions Compliance Program

How to Implement an Effective Sanctions Compliance Program Tuesday, December 19, 2017 Sign Up Here The Department of Justice and the Department of Treasury’s Office of Foreign Asset Control (“OFAC”) have aggressively enforced comprehensive and complex sanctions statutes and regulations. Global companies have to design and implement an effective sanctions compliance program in order to avoid sanctions enforcement risks. Join Michael Volkov, CEO of The...

Webinar Reminder — Global Antitrust Enforcement Risks and Compliance

Wednesday, November 29, 2017 12 noon EST Sign Up Here Global antitrust enforcement programs create significant risks for global companies. In the United States, criminal antitrust risks are significant for companies and individual officers and managers. Global companies can suffer fines, reputational damage and related collateral litigation. Compounding these risks is the mature international antitrust enforcement programs that increase financial and reputational risks. Global antitrust...