Tagged: Attachment C

DOJ Revises Standard Ethics and Compliance Requirements Used in Settlements

DOJ Revises Standard Ethics and Compliance Requirements Used in Settlements

Daniela Melendez, an Associate at The Volkov Law Group, an Alex Cotoia, Regulatory Manager at The Volkov Law Group, rejoin us for another posting on DOJ’s recent modifications to its compliance requirements. Daniela can be reached at [email protected] and Alex can be reached at [email protected]. As The Volkov Law Group previously noted in the context of a blog post authored by Michael Volkov,  the U.S....

DOJ CCO Certification Requirements and DOJ Compliance Mandates (Part II of III)

DOJ CCO Certification Requirements and DOJ Compliance Mandates (Part II of III)

The new DOJ Certification requirements certainly raise a number of new issues and risks for senior management and chief compliance officers.  In Part I of this series, I outlined the specific language and the Plea Agreement standards imposed on companies that enter into a Plea Agreement with DOJ for FCPA violations. DOJ has reiterated its support for this new Certification requirement.  Indeed, a DOJ official...