Tagged: Compliance Guidance

2020 Year in Review: DOJ and SEC Compliance Guidance (Part II of IV)

DOJ and the SEC have provided unprecedented compliance guidance and information.  DOJ has established itself as the preeminent leader in advancing ethics and compliance programs, best practices and innovations.  No agency or global organization has had such a dramatic impact on the improvement of corporate compliance programs. To be sure, DOJ and the SEC have a two-prong strategy – first and most important, DOJ and...