Tagged: compliance program testing

Internal Testing and Monitoring of a Compliance Program

Internal Testing and Monitoring of a Compliance Program

Compliance is a dynamic subject and a profession that “never sits still.”  Compliance professionals are always developing new ideas, strategies and approaches to solve problems, and increase efficiency and effectiveness.  It is a fast-growing profession that is quickly gaining greater acceptance as a critical member of the corporate governance team. As compliance gains a greater foothold, compliance professionals hopefully will gain access to increased resources. ...

Webinar: How to Conduct Periodic Reviews and Assessments of Your Compliance Program

Webinar: How to Conduct Periodic Reviews and Assessments of Your Compliance Program Wednesday, November 15, 2017, 12 Noon EST Sign Up Here An effective compliance program requires that companies review and improve their compliance programs. A company should regularly review and test its controls, and address potential weaknesses in its compliance program. The Justice Department and the SEC have encouraged companies to conduct regular tests...