Tagged: erm

Maintaining Perspective: Enterprise and Compliance Risk Management

Maintaining Perspective: Enterprise and Compliance Risk Management

It is always interesting to watch the flow of risk management trends, particularly as they impact ethics and compliance issues.  Financial companies have been the target of regulatory enforcement actions for risk management and control deficiencies.  Citigroup and JP Morgan were two recent targets of banking regulatory enforcement actions.  We will probably see a few more banks subject to regulatory enforcement actions. Apart from the...