insider trading Archives - Corruption, Crime & Compliance

22 Jun, 2020

Insider Trading by Members of Congress: An Enforcement Nightmare?

Several members of Congress have been implicated in potential insider trading scandals stemming from stock transactions that occurred at the beginning of COVID-19 crisis before the major stock market decline. As reported by the press, members of Congress were regularly being briefed on the implications of the spreading virus. Some of the members were making public statements discounting the significance of the virus. Senators Kelly...

Cryptocurrency Compliance: The Importance of Internal Investigations

Uncategorized

2 Jul, 2018

Cryptocurrency Compliance: The Importance of Internal Investigations

Matt Stankiewicz, Senior Associate at The Volkov Law Group, rejoins us for another posting on cryptocurrency compliance. Matt can be reached at [email protected]. For those still new to the sector, Coinbase has established itself as one of (if not the) most prominent cryptocurrency exchanges operating in the U.S. Coinbase, to the delight of compliance officers everywhere, has been mostly diligent in attempting to comply with...

Supreme Court Called Upon to Review the Newman Case and Address Insider Trading Liability

General

11 Aug, 2015

Supreme Court Called Upon to Review the Newman Case and Address Insider Trading Liability

The Supreme Court is very likely to enter into the fray over the Second Circuit’s controversial Newman decision concerning insider-trading liability. The government has filed a petition for certiorari, and the stakes are high. Insider trading liability for unauthorized disclosures to tip recipients (‘tipees”) flows from the common sense notion that an insider cannot engage, directly or indirectly, in insider trading by personally benefitting from...