Tagged: test and audit compliance program

Assessing Your Audit and Testing Program (Part IV of IV)

Continuous improvement of a compliance program requires robust auditing and testing.  The Justice Department and regulatory agencies have articulated a number of key issues and principles to assist CCOs and Internal Auditors in this area.  It is likely to become an area for DOJ and regulatory agency focus — what steps does the company take to review its compliance program to ensure that it is...