Tagged: testing of compliance program

How to Monitor a Compliance Program? (Part II of IV)

Frankly, this is a topic that requires more than a single blog-post.  Books and podcasts can be organized around this topic with helpful ideas and guidance.  In this respect, I will try to synthesize some important ideas that may be helpful.  We all know that many companies “monitor” their third-party risks, for example, by subscribing to data services as part of risk-management platform that notify...