Tagged: whistleblower protections

SEC Activision Enforcement Action Underscores Breadth of Disclosure Control Liability

The SEC has been pushing the envelope on enforcement initiatives.  At the same time, the SEC is pushing new disclosure obligations like cybersecurity and climate change.  The SEC is following up on the importance of disclosure obligations and the surrounding controls.  This is a new enforcement priority because the SEC is focusing beyond financial disclosures and reporting to new areas of significant risk.  The Activision...