Episode 110: SEC Settles Three FCPA Cases on One Day
In a record setting FCPA enforcement day, the SEC settled three separate FCPA enforcement actions on Friday, September 27, 2019. The three cases involved: Quad/Graphics, a Wisconsin company; Barclays Bank, a global bank, and Westport Energy, a clean energy company, and its former CEO, Nancy Gougarty. Each of the cases involved interesting enforcement facts and situations.
in this Episode, Michael Volkov reviews each case and analyzes the facts surrounding the violations and the respective settlements.