Episode 113 — Managing Conflict of Interests Risks
Chief compliance officers are often responsible for managing a company’s conflicts of interest policy. A company can suffer serious legal and reputational harm if it fails to identify and mitigate conflicts of interest. The nature and scope of conflicts of interest vary across the organization, especially at senior management and board levels. Given the number and complexity of conflicts, CCOs have to devote adequate attention and resources to managing these risks.
In this Episode, Michael Volkov examines issues surrounding conflicts of interests and offers practical, risk-based solutions.