Tagged: DOJ evaluation of corporate complaince programs

Compliance Program Monitoring, Testing, Audits, Assessments and Continuous Improvement (Part I of IV)

Compliance Program Monitoring, Testing, Audits, Assessments and Continuous Improvement (Part I of IV)

Chief compliance officers have a lot of issues to balance on their plate.  Experienced CCOs know that it is not possible to complete every objective, balance every changing risk, and continuously improve their respective compliance programs on a real-time basis.   If you review the Department of Justice’s Evaluation of Corporate Compliance Programs, there is more than a mouthful of requirements designed to ensure that CCOs...