Tagged: webinar

5 Dec, 2017

Webinar: How to Implement An Effective Sanctions Compliance Program

How to Implement an Effective Sanctions Compliance Program Tuesday, December 19, 2017 Sign Up Here The Department of Justice and the Department of Treasury’s Office of Foreign Asset Control (“OFAC”) have aggressively enforced comprehensive and complex sanctions statutes and regulations. Global companies have to design and implement an effective sanctions compliance program in order to avoid sanctions enforcement risks. Join Michael Volkov, CEO of The...

Events

24 Nov, 2017

Webinar Reminder — Global Antitrust Enforcement Risks and Compliance

Wednesday, November 29, 2017 12 noon EST Sign Up Here Global antitrust enforcement programs create significant risks for global companies. In the United States, criminal antitrust risks are significant for companies and individual officers and managers. Global companies can suffer fines, reputational damage and related collateral litigation. Compounding these risks is the mature international antitrust enforcement programs that increase financial and reputational risks. Global antitrust...

General

19 Nov, 2017

Making the Case for Requiring Beneficial Ownership Information

In this era of aggressive enforcement, global companies have to integrate beneficial ownership requirements when conducting due diligence of business associates and when engaging customers. For most businesses, beneficial ownership is critical in two main legal contexts: sanctions compliance and FCPA risk. Both of these areas present significant risks to any US company conducting business overseas, regardless of what industry. Of course financial institutions face...

Events

17 Nov, 2017

Global Antitrust Enforcement Risks and Compliance Programs

Events

30 Oct, 2017

Webinar: How to Conduct Periodic Reviews and Assessments of Your Compliance Program

Webinar: How to Conduct Periodic Reviews and Assessments of Your Compliance Program Wednesday, November 15, 2017, 12 Noon EST Sign Up Here An effective compliance program requires that companies review and improve their compliance programs. A company should regularly review and test its controls, and address potential weaknesses in its compliance program. The Justice Department and the SEC have encouraged companies to conduct regular tests...

Events

13 Oct, 2017

Webinar: ISO 37001 — A Review of the Anti-Bribery Risk Management System

Webinar: ISO 37001 — A Review of the Anti-bribery Risk Management System October 24, 2017, 12 Noon EST SIGN UP HERE The new ISO 37001 anti-bribery risk management system was issued almost one year ago. The standard provides additional guidance on anti-bribery risk management systems and creates a certification process for organizations. Even after one year, there are still questions surrounding the value of ISO...

General

8 Sep, 2017

Live Webinar: How AI is Transforming Third Party Risk Management (via Live Stream)

Date: Wednesday, September 13, 2017 Time: 12–1pm ET; 5-6pm British Summer Time Registration Link I am excited to announce that I will be joining Exiger to discuss a topic many compliance professionals are actively engaged with – automating third party due diligence – and how advancements in technologies such as artificial intelligence (AI) can help your compliance program evolve. I encourage you to tune in and...

Events

26 Jul, 2017

Webinar: Is Your Company “At-Risk” for a Government Enforcement Action?

Webinar: Is Your Company “At-Risk” for a Government Enforcement Action? Monday, August 7, 2017, 12 Noon EST Sign Up HERE A government investigation and enforcement action can have a devastating impact on a business. Aside from the financial impact, companies can suffer significant reputational harm. To detect and prevent potential misconduct, businesses are dedicating time and resources to design and implement an effective ethics and compliance program. As...

General

17 Jul, 2017

Important Polling Results from BvD Webinar on Beneficial Ownership

On June 28, 2017, Bureau van Dijk, a sponsor of my blog, conducted a webinar on the importance of beneficial ownership information to corporate compliance functions. The blog posting by Alistair King is here, and the replay of the important webinar is here. I have emphasized in a number of postings the importance of beneficial ownership information to compliance functions. It is not enough to...

Events

30 Jun, 2017

Webinar: The Importance of a Risk and Compliance Program Assessment

The Importance of a Risk and Compliance Program Assessment Wednesday, July 13, 2017, 12 noon EST Sign Up HERE An effective ethics and compliance program requires a careful assessment of risks and existing controls. In order to design and implement an effective program, a chief compliance officer has to identify and prioritize company risks. In addition, a CCO has to review and understand how existing compliance...