Tagged: Quad/Graphics FCPA

Quad/Graphics Settles SEC FCPA Case for  Nearly $10 Million

Quad/Graphics Settles SEC FCPA Case for Nearly $10 Million

Quad/Graphics, a Wisconsin print and digital marketing company agreed to pay the SEC almost $10 million to settle FCPA charges for foreign bribery violations in Peru and China. (Here).  Quad/Graphics also violated OFAC sanctions violations for transactions involving a Cuban telecommunications company.  The Justice Department declined to prosecute Quad/Graphics under its FCPA Corporate Enforcement Policy (Here). During the period of 2011 to 2016, Quad/Graphics failed...

Episode 110: SEC Settles Three FCPA Cases on One Day

Episode 110: SEC Settles Three FCPA Cases on One Day

In a record setting FCPA enforcement day, the SEC settled three separate FCPA enforcement actions on Friday, September 27, 2019.  The three cases involved: Quad/Graphics, a Wisconsin company; Barclays Bank, a global bank, and Westport Energy, a clean energy company, and its former CEO, Nancy Gougarty.  Each of the cases involved interesting enforcement facts and situations. in this Episode, Michael Volkov reviews each case and...